SEC Form 4 · accession 0001193125-26-299927
LeonaBio, Inc. · LONA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Joseph Edelman
Director · 10% Owner
PERCEPTIVE ADVISORS LLC
Director · 10% Owner
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
Director · 10% Owner
Period of report
Jun 23, 2026
Accepted (ET)
Jul 9, 2026 · 6:48 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001620463
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $8.35 | Jun 23, 2026 | A | 28,000 | A | — | Jun 22, 2036 | Common Stock | 28,000 | 28,000 | I |
Explanation of responses
- F1The shares subject to the option will vest on the earlier of (i) June 23, 2027, or (ii) the day immediately before the date of the next annual meeting of the Issuer's stockholders that occurs after June 22, 2026. The option reported was granted pursuant to the terms of the Issuer's Outside Director Compensation Policy.
- F2Joseph Edelman ("Mr. Edelman") is the managing member of Perceptive Advisors LLC (the "Advisor"). The Advisor serves as the investment manager of Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). The Advisor may be deemed to have an indirect pecuniary interest in the securities reported herein because the Advisor has the right to receive the director compensation provided in respect of Mr. Edelman's board service through a partial management fee offset. Each of the Master Fund and the Advisor disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Master Fund or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.