SEC Form 4 · accession 0001620459-19-000054
James River Group Holdings, Inc. · JRVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael E Crow
Officer — Principal Accounting Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 1, 2019 | M | 12,500 | $15.65 | A | 48,860 | D | |
| Common SharesF1 | Mar 1, 2019 | S | 1,596 | $41.21 | D | 47,264 | D | |
| Common SharesF2 | Mar 1, 2019 | S | 5,423 | $40.54 | D | 41,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (Right to Buy)F3 | $15.65 | Mar 1, 2019 | M | 12,500 | D | — | Oct 1, 2019 | Common Share | 12,500 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.98 to $41.35, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The price reported is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.31 to $40.88, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3The share option vested in four equal installments on October 1 of each of the years 2013 through 2016.