SEC Form 5 · accession 0001620459-19-000002
James River Group Holdings, Inc. · JRVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Heinlein
Officer — Pres & CEO-Casualty Rein Sgmt
Period of report
Dec 31, 2018
Accepted (ET)
Jan 10, 2019 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 14, 2018 | M | 3,815 | $21.00 | A | 13,557 | D | |
| Common SharesF1 | Aug 14, 2018 | F | 2,508 | $40.94 | D | 11,049 | D | |
| Common Shares | Aug 15, 2018 | M | 1,250 | $18.01 | A | 12,299 | D | |
| Common SharesF2 | Aug 15, 2018 | F | 740 | $41.12 | D | 11,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (Right to Buy)F3 | $21.00 | Aug 14, 2018 | M | 3,815 | D | — | Dec 12, 2021 | Common Shares | 3,815 | 0 | D |
| Share Option (Right to Buy)F4 | $18.01 | Aug 15, 2018 | M | 1,250 | D | — | Dec 11, 2020 | Common Shares | 1,250 | 0 | D |
Explanation of responses
- F1The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options on August 14, 2018 referenced in Table II.
- F2The shares disposed of were withheld by James River Group Holdings, Ltd. for payment of the exercise price and tax liability incident to the exercise of the options on August 15, 2018 referenced in Table II.
- F3The share option became exercisable on December 12, 2017.
- F4The share option became exercisable on December 11, 2017.