SEC Form 4 · accession 0001144204-18-010544
James River Group Holdings, Inc. · JRVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan Martin
Director · 10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F3 | Feb 21, 2018 | A | 1,259 | $0.00 | A | 3,822 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted share units. Each restricted share unit represents the contingent right to receive one Common Share of the Issuer and is payable solely in Common Shares of the Issuer on the vesting date. The restricted share units will vest in full on February 21, 2019, and will be settled upon vesting.
- F2Consists of (i) 2,563 Common Shares and (ii) 1,259 restricted share units.
- F3Mr. Bryan Martin ("Bryan Martin"), as a Managing Director of D. E. Shaw & Co., L.P., may be deemed to be the indirect beneficial owner of the Common Shares reported in the Form 4 filed on November 29, 2017 by D. E. Shaw Oculus Portfolios, L.L.C., D. E. Shaw CF-SP Franklin, L.L.C., D. E. Shaw CH-SP Franklin, L.L.C., D. E. Shaw & Co., L.L.C., D. E. Shaw & Co., L.P., and David E. Shaw. The Reporting Person disclaims any beneficial ownership of such Common Shares, except to the extent of any pecuniary interest therein.