SEC Form 4 · accession 0000950138-17-000612
James River Group Holdings, Inc. · JRVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Hartman
Officer — Pres. & CEO-Sp. Adm. Ins Sgmt
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 29, 2017 | M | 5,264 | $15.65 | A | 55,843 | D | |
| Common SharesF1 | Aug 29, 2017 | S | 5,264 | $38.906 | D | 50,579 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Share Option (Right to Buy)F2 | $15.65 | Aug 29, 2017 | M | 5,264 | D | — | Oct 1, 2019 | Common Shares | 5,264 | 25,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.87 to $38.97, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The share option vested in four equal installments on October 1 of each of the years 2013-2016.