SEC Form 4 · accession 0000899243-17-020371

NexPoint Residential Trust, Inc. · NXRT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Aug 11, 2017

Accepted (ET)

Aug 15, 2017 · 5:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001620393

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 11, 2017	M	38,284	—	A	38,284	I	By Trust
Common Stock	holding	—	—		—	13,573	D
Common Stock^F3	holding	—	—		—	7,500	I	By limited liability company
Common Stock^F4	holding	—	—		—	388	I	By dividend reinvestment plan
Common Stock^F5	holding	—	—		—	7,467	I	By 401(k) plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F6	—	Aug 11, 2017	M	38,284	D	—	—	Common Stock	38,284	38,285	D

F1Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Residential Trust, Inc.
F2These shares are held in a trust. Mr. McGraner is the trustee of the Trust. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3These shares are held by a limited liability company in which Mr. McGraner owns an indirect minority interest. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4Includes shares acquired through dividend reinvestment plan.
F5Includes shares acquired through employee benefit plan.
F6On August 11, 2016, the reporting person was granted 76,569 restricted stock units which vested 50% on August 11, 2017, and will vest 25% on August 11, 2018 and 25% on August 11, 2019.

Executive VP and Chief Investment Officer