SEC Form 4 · accession 0000899243-16-033383
NexPoint Residential Trust, Inc. · NXRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Mitts
Officer — See Remarks · Director
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620393
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | P | 200 | $17.82 | A | 1,325 | D | |
| Common Stock | Nov 14, 2016 | S | 200 | $19.359 | D | 1,125 | D | |
| Common Stock | holding | — | — | — | 6,229 | I | By 401(k) plan | |
| Common StockF2 | holding | — | — | — | 814 | I | By dividend reinvestment plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's purchase and sale of NexPoint Residential Trust, Inc. ("NXRT") common stock reported herein were matchable under Section 16(b) of the Securities Exchange Act of 1934. The Reporting Person has disgorged $266.90 to NXRT, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
- F2Includes shares acquired through reinvestment of dividends.
Remarks
Chief Financial Officer, Executive VP-Finance and Treasurer