SEC Form 4 · accession 0001209191-15-049317
Uniti Group Inc. · UNIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis X Frantz
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 10:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001620280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 1, 2015 | A | 2,702 | $0.00 | A | 136,350 | D | |
| Common StockF3 | Jun 1, 2015 | A | 3,614 | $0.00 | A | 139,964 | D | |
| Common StockF3 | Jun 1, 2015 | A | 10,840 | $0.00 | A | 150,804 | D | |
| Common StockF4 | holding | — | — | — | 5,359 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 140 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Subject to the reporting person's continued service on the issuer's board of directors, these shares will vest on February 29, 2016.
- F2Includes 133,648 shares acquired in a pro rata distribution by Windstream Holdings, Inc. ("Windstream") in connection with the issuer's spin-off from Windstream on April 24,2015 (the "Spin-Off").
- F3Subject to the reporting person's continued service on the issuer's board of directors, these shares vest in four equal installments on June 1 of each year, with the first vesting date being June 1, 2016.
- F4Represents shares acquired in Windstream's pro rata distribution in connection with the Spin-Off.