SEC Form 4 · accession 0001619954-19-000044
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Burgin
Officer — Chief Product Officer
Period of report
Mar 5, 2019
Accepted (ET)
Mar 6, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 5, 2019 | M | 718 | — | A | 357,043 | D | |
| Class A Common StockF2 | Mar 5, 2019 | F | 336 | $13.00 | D | 356,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 5, 2019 | M | 718 | D | — | — | Class A Common Stock | 718 | 718 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock.
- F2Shares withheld by Issuer to satisfy reporting person's tax withholding obligations upon delivery of stock.
- F3On March 5, 2015, the reporting person was granted 3,591 restricted stock units, vesting in five equal installments, beginning on the first anniversary of the grant date.