SEC Form 4 · accession 0001619954-18-000099
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee D Roberts
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 7:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 8, 2018 | M | 9,125 | — | A | 91,804 | D | |
| Class A Common Stock | Jun 8, 2018 | P | 10,000 | $10.54 | A | 101,804 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 7, 2018 | A | 16,909 | A | — | — | Class A Common Stock | 16,909 | 16,909 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 8, 2018 | M | 9,125 | D | — | — | Class A Common Stock | 9,125 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the 2015 Omnibus Incentive Plan.
- F2The restricted stock units will vest in full on June 7, 2019, subject to the reporting person's continuous service on the vest date.
- F3On June 8, 2017, the reporting person was granted 9,125 restricted stock units which vested in full on June 8, 2018.