SEC Form 4 · accession 0001619954-18-000085
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith R Dunleavy
Officer — CEO and Chairman of the Board · Director · 10% Owner
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 14, 2018 | P | 36,753 | $9.9722 | A | 318,753 | D | |
| Class A Common StockF2 | May 15, 2018 | P | 36,300 | $9.9245 | A | 355,053 | D | |
| Class A Common StockF3 | May 16, 2018 | P | 44,947 | $9.8491 | A | 400,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.90 to $10.00, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 1 to this Form 4.
- F2The price reported in Column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.75 to $10.00, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 2 to this Form 4.
- F3The price reported in Column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $9.90, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 3 to this Form 4.