SEC Form 4 · accession 0001619954-17-000025
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shauna L Vernal
Officer — Chief Legal Officer
Period of report
May 23, 2017
Accepted (ET)
May 24, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 23, 2017 | C | 14,142 | $0.00 | A | 66,261 | D | |
| Class A Common Stock | May 23, 2017 | S | 14,142 | $13.60 | D | 52,119 | D | |
| Class A Common Stock | May 23, 2017 | S | 4,641 | $13.60 | D | 47,478 | D | |
| Class A Common Stock | May 24, 2017 | S | 549 | $13.70 | D | 46,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.638 | May 23, 2017 | X | 14,142 | D | Sep 30, 2013 | Sep 29, 2023 | Class B Common Stock | 14,142 | 73,476 | D |
| Class B Common StockF1 | — | May 23, 2017 | C | 14,142 | A | — | — | Class A Common Stock | 14,142 | 14,142 | D |
| Class B Common StockF1 | — | May 23, 2017 | C | 14,142 | D | — | — | Class A Common Stock | 14,142 | 0 | D |
Explanation of responses
- F1The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.