SEC Form 4 · accession 0001619954-16-000077
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shauna L Vernal
Officer — Chief Legal Officer
Period of report
Mar 5, 2016
Accepted (ET)
Mar 8, 2016 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 5, 2016 | M | 888 | — | A | 42,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Resticted Stock UnitsF1,F2 | — | Mar 5, 2016 | M | 888 | D | — | — | Class A Common Stock | 888 | 3,551 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock.
- F2On March 5, 2015, the reporting person was granted 4,439 restricted stock units, vesting in five equal installments, beginning on the first anniversary of the grant date.