SEC Form 4 · accession 0001619954-16-000065
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Rizzo
Officer — Chief Innovation Officer
Period of report
Feb 29, 2016
Accepted (ET)
Mar 2, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $6.298 | Feb 29, 2016 | X | 64,287 | D | Mar 31, 2013 | Mar 30, 2022 | Class B Common Stock | 64,287 | 42,858 | D |
| Class B Common StockF1 | — | Feb 29, 2016 | X | 64,287 | A | — | — | Class A Common Stock | 64,287 | 3,222,187 | D |
| Employee Stock Option (right to buy) | $7.116 | Feb 29, 2016 | X | 36,704 | D | Mar 31, 2014 | Mar 30, 2023 | Class B Common Stock | 36,704 | 55,056 | D |
| Class B Common StockF1 | — | Feb 29, 2016 | X | 36,704 | A | — | — | Class A Common Stock | 36,704 | 3,258,891 | D |
| Employee Stock Option (rigjt to buy) | $7.502 | Feb 29, 2016 | X | 10,339 | D | May 14, 2015 | May 13, 2024 | Class B Common Stock | 10,339 | 41,356 | D |
| Class B Common StockF1 | — | Feb 29, 2016 | X | 10,339 | A | — | — | Class A Common Stock | 10,339 | 3,269,230 | D |
Explanation of responses
- F1The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.