SEC Form 4 · accession 0001619954-15-000044
Inovalon Holdings, Inc. · INOV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel L Rizzo
Officer — Chief Innovation Officer
Period of report
Dec 9, 2015
Accepted (ET)
Dec 10, 2015 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 9, 2015 | S | 20,000 | $20.00 | D | 340,000 | D | |
| Class A Common StockF2 | Dec 9, 2015 | S | 4,000 | $20.00 | D | 454,765 | I | By Trust |
| Class A Common StockF3 | Dec 9, 2015 | U | 8,000 | $20.00 | D | 136,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on August 27, 2015.
- F2Shares owned by an irrevocable charitable trust, with an unrelated trustee, over which Mr. Rizzo maintains dispositive control.
- F3Shares owned by an irrevocable trust for the sole benefit of Mr. Rizzo's son.