SEC Form 4 · accession 0001619954-15-000042

Inovalon Holdings, Inc. · INOV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal Officer

Period of report

Dec 4, 2015

Accepted (ET)

Dec 7, 2015 · 4:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001619954

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Classs A Common Stock	Dec 4, 2015	C	33,437	$0.00	A	69,079	D
Class A Common Stock^F1	Dec 4, 2015	S	33,437	$18.5479	D	35,642	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)	$6.638	Dec 4, 2015	X	30,128	D	Sep 30, 2014	Sep 29, 2023	Class B Common Stock	30,128	115,902	D
Class B Common Stock^F3,F2	—	Dec 4, 2015	C	30,128	D	—	—	Class A Common Stock	30,128	0	D
Employee Stock Option (right to buy)	$7.502	Dec 4, 2015	X	3,309	D	May 14, 2015	May 13, 2024	Class B Common Stock	3,309	13,236	D
Class B Common Stock^F3,F2	—	Dec 4, 2015	C	3,309	D	—	—	Class A Common Stock	3,309	0	D

F1The price reported in Column is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.32 to $18.89, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F3The holder elected to convert the shares of Class B Common Stock into shares of Class A Common Stock on a 1-for-1 basis.