SEC Form 4 · accession 0001209191-17-004230
Patriot National, Inc. · PN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Halter
Officer — See Remarks
Period of report
Jan 18, 2017
Accepted (ET)
Jan 18, 2017 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2017 | S | 2,794 | $4.71 | D | 35,736 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan to cover the Reporting Person's tax obligations in connection with the vesting of restricted stock.