SEC Form 4 · accession 0001209191-16-102834
Patriot National, Inc. · PN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Del Pizzo
Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 24, 2016 | A | 11,456 | $0.00 | A | 111,865 | D | |
| Common StockF3 | holding | — | — | — | 65,574 | I | By Wife | |
| Common StockF4 | holding | — | — | — | 7,044 | I | By Advanta Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted stock that vests in full on August 24, 2016.
- F2An audit of Mr. Del Pizzo's account revealed that the Form 3 filed on January 15, 2015 under-reported his initial ownership by six (6) shares. The total number of securities beneficially directly owned by Mr. Del Pizzo has been updated to reflect these six (6) additional shares.
- F3An audit of Mr. Del Pizzo's wife's account revealed that the Form 3 filed on January 15, 2015 over-reported her initial ownership by one (1) shares. The total number of securities beneficially indirectly owned by Mr. Del Pizzo through his wife's account has been updated to reflect one less share.
- F4An audit of Mr. Del Pizzo's trust account revealed that the Form 3 filed on January 15, 2015 over-reported his initial ownership by six (6) shares. The total number of securities beneficially owned by Mr. Del Pizzo's trust has been updated to reflect six fewer shares.