SEC Form 4 · accession 0001209191-15-047232
Patriot National, Inc. · PN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M. Mariano
Officer — See Remarks · Director · 10% Owner
Period of report
Jan 22, 2015
Accepted (ET)
May 27, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | P | 100,000 | $13.41 | A | 795,108 | I | By Corporation |
| Common Stock | Jan 22, 2015 | P | 19,761 | $13.00 | A | 814,869 | I | By Corporation |
| Common Stock | Jan 22, 2015 | P | 30,239 | $13.44 | A | 845,108 | I | By Corporation |
| Common Stock | May 8, 2015 | P | 35,000 | $14.88 | A | 880,108 | I | By Corporation |
| Common Stock | May 8, 2015 | P | 20,000 | $14.54 | A | 900,108 | I | By Corporation |
| Common Stock | May 8, 2015 | P | 9,100 | $13.83 | A | 909,208 | I | By Corporation |
| Common Stock | May 11, 2015 | P | 10,000 | $14.95 | A | 919,208 | I | By Corporation |
| Common Stock | May 11, 2015 | P | 10,000 | $14.87 | A | 929,208 | I | By Corporation |
| Common Stock | May 12, 2015 | P | 5,000 | $15.00 | A | 934,208 | I | By Corporation |
| Common Stock | May 12, 2015 | P | 400 | $14.50 | A | 934,608 | I | By Corporation |
| Common Stock | May 14, 2015 | P | 5,000 | $15.12 | A | 939,608 | I | By Corporation |
| Common Stock | May 14, 2015 | P | 10,000 | $14.97 | A | 949,608 | I | By Corporation |
| Common Stock | May 15, 2015 | P | 2,000 | $15.49 | A | 951,608 | I | By Corporation |
| Common Stock | May 15, 2015 | P | 3,000 | $15.50 | A | 954,608 | I | By Corporation |
| Common Stock | May 20, 2015 | P | 255 | $15.75 | A | 954,863 | I | By Corporation |
| Common Stock | May 21, 2015 | P | 400 | $15.75 | A | 955,263 | I | By Corporation |
| Common Stock | May 22, 2015 | P | 9,344 | $15.71 | A | 964,607 | I | By Corporation |
| Common Stock | holding | — | — | — | 14,516,175 | D | ||
| Common Stock | holding | — | — | — | 835,995 | I | By Steven M. Mariano Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the shares held by such corporation as of the date hereof after the reported transaction, including transactions previously reported by the Reporting Person.
Remarks
President and Chief Executive Officer The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.