SEC Form 4 · accession 0000899243-15-005384
Patriot National, Inc. · PN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M. Mariano
Officer — See Remarks · Director · 10% Owner
Period of report
Sep 21, 2015
Accepted (ET)
Sep 25, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619917
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2015 | P | 7,836 | $16.38 | A | 1,215,234 | I | By Steven M. Mariano Trust |
| Common Stock | Sep 22, 2015 | P | 19,376 | $16.30 | A | 1,234,610 | I | By Steven M. Mariano Trust |
| Common Stock | Sep 23, 2015 | P | 400 | $15.99 | A | 1,235,010 | I | By Steven M. Mariano Trust |
| Common Stock | Sep 24, 2015 | P | 2,130 | $16.00 | A | 1,237,140 | I | By Steven M. Mariano Trust |
| Common Stock | holding | — | — | — | 14,551,327 | D | ||
| Common Stock | holding | — | — | — | 1,014,607 | I | By Corporation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F2The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F3The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- F4The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Remarks
President and Chief Executive Officer The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.