SEC Form 4 · accession 0001209191-17-023755
Valeritas Holdings Inc. · VLRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 28, 2017
Accepted (ET)
Mar 30, 2017 · 8:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2017 | P | 437,836 | $10.00 | A | 576,686 | I | By Capital Royalty Partners II L.P. |
| Common StockF1 | Mar 28, 2017 | P | 154,727 | $10.00 | A | 210,773 | I | By Capital Royalty Partners II (Cayman) L.P. |
| Common StockF1 | Mar 28, 2017 | P | 490,234 | $10.00 | A | 645,058 | I | By Capital Royalty Partners II Parallel Fund ?A? L.P. |
| Common StockF1 | Mar 28, 2017 | P | 2,116,803 | $10.00 | A | 2,687,061 | I | By Capital Royalty Partners II Parallel Fund ?B? (Cayman) L.P. |
| Common StockF1 | Mar 28, 2017 | P | 800,400 | $10.00 | A | 1,066,390 | I | By Parallel Investment Opportunities Partners II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Capital Royalty L.P. ("Capital Royalty") serves as the investment manager for Capital Royalty Partners II L.P., Capital Royalty Partners II (Cayman) L.P., Capital Royalty Partners II Parallel Fund "A" L.P., Capital Royalty Partners II Parallel Fund "B" (Cayman) L.P. and Parallel Investment Opportunities Partners II, L.P. (collectively, the "Funds").