SEC Form 4 · accession 0000899243-17-008676
Valeritas Holdings Inc. · VLRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matt Nguygn
Officer — Chief Commercial Officer
Period of report
Mar 23, 2017
Accepted (ET)
Mar 27, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619250
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2017 | P | 2,500 | $10.00 | A | 5,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.12 | Mar 23, 2017 | A | 81,500 | A | — | Mar 23, 2027 | Common Stock | 81,500 | 81,500 | D |
Explanation of responses
- F125% of the option shall vest on September 23, 2017, the six month anniversary of the date of grant. The remaining shares underlying the option vest in substantially equal quarterly installments for 10 quarters after such six-month anniversary.