SEC Form 4 · accession 0001209191-16-135907
SteadyMed Ltd. · STDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Jay Stark
Director · 10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Aug 4, 2016 | P | 939,428 | $3.13 | A | 2,518,633 | D | |
| Ordinary SharesF1 | Aug 4, 2016 | P | 371,375 | $3.13 | A | 1,082,678 | I | See Footnote |
| Ordinary SharesF2 | holding | — | — | — | 15,780 | I | See Footnote | |
| Ordinary Shares | holding | — | — | — | 253,309 | I | By Brian Stark and Debra Altshul Stark | |
| Ordinary Shares | holding | — | — | — | 323,500 | I | By Debra Altshul Stark |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants to Purchase Ordinary SharesF3 | $3.5995 | Aug 4, 2016 | P | 939,428 | A | — | Aug 3, 2021 | Ordinary Shares | 939,428 | 939,428 | D |
| Warrants to Purchase Ordinary SharesF1,F3 | $3.5995 | Aug 4, 2016 | P | 371,375 | A | — | Aug 3, 2021 | Ordinary Shares | 371,375 | 371,375 | I |
Explanation of responses
- F1By Brown Bear Holdings LP. Stark Raving Mad LLC is the GP of the Partnership and the Reporting Person is the sole manager of the GP.
- F2By the Stark Family Trust. The Reporting Person is the trustee of the Stark Family Trust.
- F3Warrants are fully vested and immediately exercisable.