SEC Form 4 · accession 0001209191-16-135904
SteadyMed Ltd. · STDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
SteadyMed Investors, LLC
10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 4, 2016 | P | 266,257 | $3.13 | A | 266,257 | I | See Footnote |
| Ordinary Shares | holding | — | — | — | 2,088,258 | D | ||
| Ordinary SharesF2 | holding | — | — | — | 181,025 | I | See Footnore |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase Ordinary SharesF1,F3 | $3.5995 | Aug 4, 2016 | P | 266,257 | A | — | Aug 3, 2021 | Ordinary Shares | 266,257 | 266,257 | I |
Explanation of responses
- F1By SteadyMed Investors III LLC, an affiliate of SteadyMed Investors, LLC.
- F2By SteadyMed Investors II, LLC, an affiliate of SteadyMed Investors, LLC.
- F3Warrants are fully vested and immediately exercisable.