SEC Form 4 · accession 0001209191-16-135898
SteadyMed Ltd. · STDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bank Keith
Director · 10% Owner
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Aug 4, 2016 | P | 266,257 | $3.13 | A | 266,257 | I | See Footnote |
| Ordinary SharesF2 | holding | — | — | — | 2,088,258 | I | See Footnote | |
| Ordinary SharesF3 | holding | — | — | — | 181,025 | I | See Footnote | |
| Ordinary Shares | holding | — | — | — | 25,000 | I | By the Barbara Bank Irreevocable Trust | |
| Ordinary Shares | holding | — | — | — | 29,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to Purchase Ordinary SharesF1,F4 | $3.5995 | Aug 4, 2016 | P | 266,257 | A | — | Aug 3, 2021 | Ordinary Shares | 266,257 | 266,257 | I |
Explanation of responses
- F1By SteadyMed Investors III LLC. The Reporting Person is a Managing Member of SteadyMed Investors III LLC.
- F2By SteadyMed Investors, LLC. KB Partners, LLC is the Managing Member and the Reporting Person is the Managing Member of KB Partners, LLC.
- F3By SteadyMed Investors II, LLC. The Reporting Person is a Managing Member of SteadyMed Investors II, LLC.
- F4Warrants are fully vested and immediately exercisable.