SEC Form 4/A · accession 0001104659-15-052627
SteadyMed Ltd. · STDY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ron Ginor
Director
Period of report
Mar 25, 2015
Accepted (ET)
Jul 22, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001619087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Mar 25, 2015 | C | 1,034,102 | — | A | 1,034,102 | I | See Footnote |
| Ordinary SharesF2 | Mar 25, 2015 | A | 41,000 | $8.50 | A | 1,075,102 | I | See Footnote |
| Ordinary SharesF1,F3 | Mar 25, 2015 | C | 16,298 | — | A | 16,298 | I | See Footnote |
| Ordinary SharesF1,F4 | Mar 25, 2015 | C | 94,643 | — | A | 94,643 | I | See Footnote |
| Ordinary SharesF4 | Mar 25, 2015 | J | 10,663 | $0.01 | A | 105,306 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-2 Convertible Preferred SharesF2,F1,F6 | — | Mar 25, 2015 | C | 198,393 | D | — | — | Ordinary Shares | 198,393 | 0 | I |
| Series B Convertible Preferred SharesF2,F1,F6 | — | Mar 25, 2015 | C | 286,944 | D | — | — | Ordinary Shares | 286,944 | 0 | I |
| Series D Convertible Preferred SharesF2,F1,F6 | — | Mar 25, 2015 | C | 151,791 | D | — | — | Ordinary Shares | 151,791 | 0 | I |
| Series E Convertible Preferred SharesF2,F1,F6 | — | Mar 25, 2015 | C | 396,974 | D | — | — | Ordinary Shares | 396,974 | 0 | I |
| Series D Convertible Preferred SharesF3,F1,F6 | — | Mar 25, 2015 | C | 16,298 | D | — | — | Ordinary Shares | 16,298 | 0 | I |
| Series E Convertible Preferred SharesF4,F1,F6 | — | Mar 25, 2015 | C | 94,643 | D | — | — | Ordinary Shares | 94,643 | 0 | I |
| Warrant to Purchase Series E Preferred SharesF4,F5 | $0.01 | Mar 25, 2015 | J | 10,664 | D | — | Feb 17, 2021 | Ordinary Shares | 10,664 | 0 | I |
Explanation of responses
- F1Such preferred shares converted into that number of Issuer's ordinary shares disclosed above at the closing of a Qualified IPO (as defined in the Issuer's Ninth Amended and Restated Articles of Association dated March 1, 2015).
- F2By Samson Venture Partners I, LLC. Samson Venture Partners, LLC is the Manager and the Reporting Person is a Co-Manager of Samson Venture Partners, LLC.
- F3By Randsburg Capital, LLC. Reporting Person is a Co-Manager of Randsburg Capital, LLC.
- F4By Iron Capital I, LLC. Iron Capital, LLC is the Manager and the Reporting Person is the Sole Manager of Iron Capital, LLC.
- F5The Reporting Person exercised this warrant on a cashless basis, resulting in the Issuer withholding 1 share subject to the warrant to pay for the exercise price. Upon exercise the Reporting Person acquired 10,663 shares.
- F6The shares do not have an expiration date.
Remarks
This Form 4/A amends the Form 4 filed by the Reporting Person on March 25, 2015 to include the securities held by and transactions with respect to Iron Capital I, LLC and Randsburg Capital, LLC.