SEC Form 4 · accession 0001628619-17-000001
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ornella Barra
Officer — Co-Chief Operating Officer
Period of report
Feb 7, 2017
Accepted (ET)
Feb 8, 2017 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 7, 2017 | P | 116,898 | $80.96 | A | 1,690,336 | D | |
| Common Stock, par value $0.01 per shareF2 | Feb 7, 2017 | P | 7,102 | $80.48 | A | 1,697,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $84.68 | holding | — | — | — | — | Nov 1, 2025 | Common Stock | 84,466 | 84,466 | D |
| Employee Stock Option (right to buy)F4 | $82.46 | holding | — | — | — | Nov 1, 2019 | Nov 1, 2026 | Common Stock | 140,844 | 140,844 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These 116,898 shares were purchased in multiple transactions at prices ranging from $81.500 to $80.505, inclusive. The reporting person undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These 7,102 shares were purchased in multiple transactions at prices ranging from $80.500 to $80.425, inclusive.
- F3The option vested with respect to 28,127 shares on November 1, 2016, and vests with respect to 28,127 shares on November 1, 2017 and with respect to 28,212 shares on November 1, 2018, in each case subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- F4The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).