SEC Form 4 · accession 0001618921-18-000085
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly R Scardino
Officer — SVP, Global Controller and CAO
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | S | 3,735 | $79.81 | D | 0 | D | |
| Common Stock | Nov 1, 2018 | M | 8,235 | $67.01 | A | 8,235 | D | |
| Common Stock | Nov 1, 2018 | S | 8,235 | $79.78 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $67.01 | Nov 1, 2018 | M | 8,235 | D | — | Nov 1, 2027 | Common Stock | 8,235 | 16,495 | D |
| Employee Stock Option (right to buy)F2 | $79.90 | Nov 1, 2018 | A | 17,283 | A | — | Nov 1, 2028 | Common Stock | 17,283 | 17,283 | D |
Explanation of responses
- F1The option vested with respect to 8,235 shares on November 1, 2018, and vests with respect to 8,235 shares on November 1, 2019, and with respect to 8,260 shares on November 1, 2020, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).
- F2The option vests with respect to 5,755 shares on November 1, 2019, with respect to 5,755 shares on November 1, 2020, and with respect to 5,773 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related agreement thereunder).