SEC Form 4 · accession 0001618921-18-000084
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Wilson-Thompson
Officer — EVP and Global Chief HRO
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 31, 2018 | S | 26,600 | $78.39 | D | 81,076 | D | |
| Common Stock | Oct 31, 2018 | S | 13,000 | $80.06 | D | 68,076 | D | |
| Common StockF3 | Oct 31, 2018 | S | 12,400 | $78.23 | D | 55,676 | D | |
| Common Stock | holding | — | — | — | 250 | I | By spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $79.90 | Nov 1, 2018 | A | 44,444 | A | — | Nov 1, 2028 | Common Stock | 44,444 | 44,444 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.04 to $78.96, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares sold at each price within the range indicated.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.66 to $78.58, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares sold at each price within the range indicated.
- F4The option vests with respect to 14,800 shares on November 1, 2019, with respect to 14,800 shares on November 1, 2020, and with respect to 14,844 shares on November 1, 2021, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (together with the related agreement thereunder).