SEC Form 4 · accession 0001618921-18-000022
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Brailer
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 12, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | — | Apr 11, 2018 | A | 468 | A | — | — | Common Stock | 468 | 30,399 | D |
Explanation of responses
- F1The phantom stock is issued as non-employee director compensation under the amended and restated Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan (including the applicable election forms thereunder, the "Plan"), and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
- F2To be settled following termination of service as a director in accordance with the terms and conditions of the Plan.
- F3Includes phantom stock units issued in lieu of dividends (through March 31, 2018) on outstanding phantom stock units.