SEC Form 4 · accession 0001618921-16-000083
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Foote
Director
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | S | 2,067 | $81.30 | D | 24,623 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F2,F3 | — | Nov 1, 2016 | A | 2,304 | A | — | — | Common Stock | 2,304 | 47,046 | D |
Explanation of responses
- F1Transaction effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2The phantom stock is issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (including the applicable election forms thereunder, the "Plan"), and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
- F3To be settled following termination of service as a director in accordance with the terms and conditions of the Plan.
- F4Includes phantom stock units issued in lieu of dividends (through September 30, 2016) on outstanding phantom stock units.