SEC Form 4 · accession 0001618921-16-000078
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Wilson-Thompson
Officer — EVP and Global Chief HRO
Period of report
Nov 1, 2016
Accepted (ET)
Nov 2, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 1, 2016 | F | 3,824 | $82.46 | D | 101,184 | D | |
| Common Stock | holding | — | — | — | 250 | I | By spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $82.46 | Nov 1, 2016 | A | 60,738 | A | Nov 1, 2019 | Nov 1, 2026 | Common Stock | 60,738 | 60,738 | D |
Explanation of responses
- F1Disposition relating to the satisfaction of tax withholding obligations upon the settlement of restricted stock unit award granted in accordance with Rule 16b-3.
- F2Includes shares underlying restricted stock units issued in lieu of dividends (through September 30, 2016) on outstanding restricted stock units.
- F3The option vests on November 1, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).