SEC Form 4 · accession 0001618921-16-000054
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Lederer
Director
Period of report
Oct 12, 2016
Accepted (ET)
Oct 13, 2016 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F1,F2 | — | Oct 12, 2016 | A | 303 | A | — | — | Common Stock | 303 | 3,031 | D |
Explanation of responses
- F1The phantom stock is issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (including the applicable election forms thereunder, the "Plan"), and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
- F2To be settled following termination of service as a director in accordance with the terms and conditions of the Plan.
- F3Includes phantom stock units issued in lieu of dividends (through September 30, 2016) on outstanding phantom stock units.