SEC Form 4 · accession 0001618921-16-000039
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Wilson-Thompson
Officer — EVP and Global Chief HRO
Period of report
Jul 14, 2016
Accepted (ET)
Jul 18, 2016 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 14, 2016 | M | 10,796 | $35.65 | A | 109,230 | D | |
| Common StockF2 | Jul 14, 2016 | S | 10,796 | $83.00 | D | 98,434 | D | |
| Common StockF2 | Jul 14, 2016 | M | 18,899 | $35.50 | A | 117,333 | D | |
| Common StockF2 | Jul 14, 2016 | S | 18,899 | $83.00 | D | 98,434 | D | |
| Common Stock | holding | — | — | — | 250 | I | By spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $35.65 | Jul 14, 2016 | M | 10,796 | D | Sep 1, 2014 | Sep 1, 2021 | Common Stock | 10,796 | 10,796 | D |
| Employee Stock Option (right to buy) | $35.50 | Jul 14, 2016 | M | 18,899 | D | Nov 1, 2015 | Nov 1, 2022 | Common Stock | 18,899 | 18,900 | D |
Explanation of responses
- F1Transactions effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2Includes shares underlying restricted stock units issued in lieu of dividends (through June 30, 2016) on outstanding restricted stock units.