SEC Form 4 · accession 0001618921-16-000030
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Wilson-Thompson
Officer — EVP and Global Chief HRO
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jul 8, 2016 | M | 10,796 | $35.65 | A | 109,230 | D | |
| Common StockF2,F4 | Jul 8, 2016 | S | 10,796 | $80.86 | D | 98,434 | D | |
| Common StockF4 | Jul 8, 2016 | M | 18,899 | $35.50 | A | 117,333 | D | |
| Common StockF3,F4 | Jul 8, 2016 | S | 18,899 | $81.13 | D | 98,434 | D | |
| Common Stock | holding | — | — | — | 250 | I | By spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $35.65 | Jul 8, 2016 | M | 10,796 | D | Sep 1, 2014 | Sep 1, 2021 | Common Stock | 10,796 | 21,592 | D |
| Employee Stock Option (right to buy) | $35.50 | Jul 8, 2016 | M | 18,899 | D | Nov 1, 2015 | Nov 1, 2022 | Common Stock | 18,899 | 37,799 | D |
Explanation of responses
- F1Transactions effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.63 to $81.01, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares sold at each price within the range indicated.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.75 to 81.44, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares sold at each price within the range indicated.
- F4Includes shares underlying restricted stock units issued in lieu of dividends (through June 30, 2016) on outstanding restricted stock units.