SEC Form 4 · accession 0001618921-16-000009
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen Wilson-Thompson
Officer — EVP and Global Chief HRO
Period of report
Mar 9, 2016
Accepted (ET)
Mar 11, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 9, 2016 | M | 6,006 | $37.30 | A | 104,332 | D | |
| Common StockF2 | Mar 9, 2016 | S | 6,006 | $83.05 | D | 98,326 | D | |
| Common StockF2 | Mar 9, 2016 | M | 9,867 | $37.30 | A | 108,193 | D | |
| Common StockF2 | Mar 9, 2016 | S | 9,867 | $83.00 | D | 98,326 | D | |
| Common Stock | holding | — | — | — | 250 | I | By spouse IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $37.30 | Mar 9, 2016 | M | 6,006 | D | Jan 4, 2013 | Jan 4, 2020 | Common Stock | 6,006 | 28,994 | D |
| Employee Stock Option (right to buy) | $37.30 | Mar 9, 2016 | M | 9,867 | D | Jan 4, 2013 | Jan 4, 2020 | Common Stock | 9,867 | 19,127 | D |
Explanation of responses
- F1Transactions effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on November 20, 2015.
- F2Includes shares underlying restricted stock units issued in lieu of dividends (through February 29, 2016) on outstanding restricted stock units.