SEC Form 4 · accession 0001554687-16-000004

Walgreens Boots Alliance, Inc. · WBA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice Chairman, CEO · Director · 10% Owner

Period of report

Feb 12, 2016

Accepted (ET)

Feb 17, 2016 · 8:23 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618921

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1	holding	—	—		—	95,167	D
Common Stock, par value $0.01 per share^F2	holding	—	—		—	140,992,525	I	By ASP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$77.08	Feb 12, 2016	A	263,273	A	Feb 12, 2019	Feb 12, 2026	Common Stock	263,273	263,273	D

F1Shares underlying restricted stock units (including 1,559 shares underlying restricted stock units issued in lieu of dividends (through February 16, 2016 in connection with the award of 93,608 restricted stock units granted on January 15, 2015). The shares underlying these restricted stock units will vest on January 15, 2018, subject to the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended and the related award agreement.
F2Shares of common stock are held of record by a corporation, Alliance Sante Participations S.A. ("ASP") which is 100% owned by another corporation, NEWCIP S.A., which is 100% controlled by the Reporting Person.
F3The option vests on February 12, 2019, subject to acceleration or forfeiture in certain circumstances in accordance with the terms and conditions of the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related agreement thereunder).