SEC Form 4 · accession 0000104207-15-000099
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Skinner
Officer — Exec. Chairman of the Board · Director
Period of report
Oct 30, 2015
Accepted (ET)
Nov 3, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 30, 2015 | A | 66,863 | $0.00 | A | 68,269 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5,F3,F4 | — | Nov 1, 2015 | A | 374 | A | — | — | Common Stock | 374 | 75,358 | D |
Explanation of responses
- F1On October 30, 2015, the Compensation Committee determined that the performance criteria applicable to this restricted stock unit award granted on January 15, 2015 (not a derivative security within the meaning of Rule 16a-1(c) upon grant) under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement and the applicable election forms thereunder, the "Plan") had been satisfied. The shares underlying these restricted stock units will vest on January 15, 2018, subject to the terms and conditions of the Plan.
- F2Includes shares underlying restricted stock units issued in lieu of dividends (through September 30, 2015) on outstanding restricted stock units, including 816 shares with respect to the restricted stock unit award described in note (1) above.
- F3The phantom stock was issued as non-employee director compensation under the Plan for service as a non-employee director from November 1, 2014 through January 8, 2015, and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
- F4To be settled in two installments, the first of which occurs within thirty days following termination of service as a director, and the second, one year after the first settlement date (subject to the terms and conditions of the Plan as in effect from time to time).
- F5Includes phantom stock units issued in lieu of dividends (through September 30, 2015) on outstanding phantom stock units.