SEC Form 4 · accession 0000104207-15-000091
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Anthony Lederer
Director
Period of report
Nov 1, 2015
Accepted (ET)
Nov 3, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | P | 10,000 | $84.88 | A | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4,F2,F3 | — | Nov 1, 2015 | A | 1,122 | A | — | — | Common Stock | 1,122 | 1,799 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $84.82 to $84.90, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares purchased at each price within the range indicated.
- F2The phantom stock is issued as non-employee director compensation under the Walgreens Boots Alliance, Inc. 2013 Omnibus Incentive Plan, as amended (including the applicable election forms thereunder, the "Plan"), and each unit of phantom stock is the economic equivalent of one share of the company's common stock.
- F3To be settled in two installments, the first of which occurs within thirty days following termination of service as a director, and the second, one year after the first settlement date (subject to the terms and conditions of the Plan as in effect from time to time).
- F4Includes phantom stock units issued in lieu of dividends (through September 30, 2015) on outstanding phantom stock units.