SEC Form 4 · accession 0000104207-15-000022
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Sabatino Jr.
Officer — EVP, Global CLO and CAO
Period of report
Jan 29, 2015
Accepted (ET)
Jan 30, 2015 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 29, 2015 | M | 36,477 | $35.66 | A | 81,013 | D | |
| Common StockF2,F1 | Jan 29, 2015 | S | 36,477 | $73.76 | D | 44,536 | D | |
| Common StockF1 | Jan 29, 2015 | M | 16,737 | $35.66 | A | 61,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $35.66 | Jan 29, 2015 | M | 36,477 | D | Sep 12, 2014 | Sep 12, 2021 | Common Stock | 36,477 | 16,737 | D |
| Employee Stock Option (right to buy) | $35.66 | Jan 29, 2015 | M | 16,737 | D | Sep 12, 2014 | Sep 12, 2021 | Common Stock | 16,737 | 0 | D |
Explanation of responses
- F1Includes shares underlying restricted stock units issued in lieu of dividends (through December 31, 2014) on outstanding restricted stock units.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.62 to $73.91, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or any securityholder of the issuer, upon request, information regarding the number of shares sold at each price within the range indicated.
Remarks
As previously announced, Mr. Sabatino will be resigning from the Company effective as of the end January 2015.