SEC Form 4 · accession 0000104207-15-000005
Walgreens Boots Alliance, Inc. · WBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Theriault
Officer — EVP and Global CIO
Period of report
Dec 31, 2014
Accepted (ET)
Jan 2, 2015 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618921
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Dec 31, 2014 | A | 7,971 | $0.00 | A | 136,451 | D | |
| Common StockF3 | Dec 31, 2014 | F | 3,762 | $76.20 | D | 132,689 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued upon satisfaction of the performance criteria applicable to this restricted stock unit award granted on September 15, 2014 (not a derivative security within the meaning of Rule 16a-1(c) upon grant) under the Walgreen Co. 2013 Omnibus Incentive Plan, as amended (together with the related award agreement, as amended, the "Plan"). In accordance with the Plan, the shares underlying these restricted stock units vested on December 31, 2014, the Second Step Closing Date (as defined in the Purchase and Option Agreement by and among Alliance Boots GmbH, AB Acquisitions Holdings Limited and Walgreen Co., dated as of June 18, 2012, as amended).
- F2Disposition relating to the satisfaction of tax withholding obligations upon the settlement of award granted in accordance with Rule 16b-3.
- F3Includes shares underlying restricted stock units issued in lieu of dividends (through December 12, 2014) on outstanding restricted stock units.
Remarks
On December 31, 2014, Walgreens Boots Alliance, Inc., a Delaware corporation, became the successor of Walgreen Co., an Illinois corporation, pursuant to a merger to effect a reorganization of Walgreen Co. into a holding company structure. The merger resulted in Walgreens Boots Alliance, Inc. becoming the parent holding company of Walgreen Co. and changed the company's domicile, but did not alter the proportionate interests of security holders.