SEC Form 4 · accession 0001140361-18-005125
Ben Franklin Financial, Inc. · BFFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A Kotecki
Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 5, 2018 · 6:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618798
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2018 | P | 4,000 | $7.50 | A | 4,781 | D | |
| Common Stock | holding | — | — | — | 12,757 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $10.70 | holding | — | — | — | Jan 24, 2018 | Jan 24, 2027 | Common Stock | 1,952 | 1,952 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 33 1/3% commencing on January 24, 2018.
- F2Stock options vest at a rate of 33 1/3% commencing on January 24, 2018.