SEC Form 4 · accession 0001209191-15-079442
Restaurant Brands International Inc. · QSR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carlos Alberto Sicupira
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 10, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618756
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2015 | P | 82,544 | $35.29 | A | 82,544 | I | See Footnote |
| Common StockF3,F2 | Nov 9, 2015 | P | 113,456 | $35.76 | A | 196,000 | I | See Footnote |
| Common Stock | holding | — | — | — | 47,695 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F4 | $3.54 | holding | — | — | — | — | Feb 2, 2021 | Common Stock | 106,050 | 106,050 | D |
Explanation of responses
- F1Represents the weighted average priced of the shares acquired. The prices of the shares acquired pursuant to the transactions ranged from $35.13 to $35.49 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- F2Represents an indirect interest held by Lobstertail Corporation. The Reporting Person is an indirect beneficial owner of equity interests in Lobstertail Corporation. The Reporting Person disclaims beneficial ownership of any shares in which he does not have a pecuniary interest.
- F3Represents the weighted average price of the shares acquired. The prices of shares acquired pursuant to the transactions ranged from $35.50 to $36.30 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- F4These options are immediately exercisable.