SEC Form 4 · accession 0001685545-17-000002
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sudheesh Nair Vadakkedath
Officer — President
Period of report
Jul 1, 2017
Accepted (ET)
Jul 5, 2017 · 9:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2017 | M | 25,000 | $0.00 | A | 94,967 | D | |
| Class A Common StockF1 | Jul 3, 2017 | F | 9,448 | $20.09 | D | 85,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 1, 2017 | M | 25,000 | D | — | — | Class A Common Stock | 25,000 | 350,000 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F3On April 28, 2017, 125,000 RSUs vested and became issuable and the remaining RSUs vest in 15 equal quarterly installments beginning on July 1, 2017.