SEC Form 4 · accession 0001618732-18-000191
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dheeraj Pandey
Officer — CEO and Chairman · Director
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2018 | M | 12,500 | $0.00 | A | 225,231 | D | |
| Class A Common StockF1 | Dec 18, 2018 | F | 6,810 | $40.70 | D | 218,421 | D | |
| Class A Common StockF2 | holding | — | — | — | 8,077 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Dec 15, 2018 | M | 12,500 | D | — | — | Class A Common Stock | 12,500 | 150,000 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
- F3Each RSU represents a contingent right to receive one share of Issuer common stock.
- F4The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.