SEC Form 4 · accession 0001618732-18-000187
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ravi Mhatre
Director · 10% Owner
Period of report
Dec 17, 2018
Accepted (ET)
Dec 18, 2018 · 7:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 17, 2018 | A | 8,699 | $0.00 | A | 414,352 | D | |
| Class A Common StockF2 | holding | — | — | — | 206,350 | I | See footnote | |
| Class A Common StockF3,F4 | holding | — | — | — | 190,363 | I | By Lightspeed Venture Partners Select L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 17, 2018 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.
- F2Class A common stock held of record by the Mhatre Investments LP Fund I.
- F3Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Liew, Mhatre and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
- F4The shares are held of record by Lightspeed Select.