SEC Form 4 · accession 0001618732-18-000178
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Engineering & Operations
Period of report
Dec 15, 2018
Accepted (ET)
Dec 18, 2018 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2018 | M | 12,500 | $0.00 | A | 12,500 | D | |
| Class A Common Stock | Dec 15, 2018 | M | 5,313 | $0.00 | A | 17,813 | D | |
| Class A Common StockF1 | Dec 18, 2018 | F | 9,704 | $40.70 | D | 8,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 15, 2018 | M | 12,500 | D | — | — | Class A Common Stock | 12,500 | 25,000 | D |
| Restricted Stock UnitsF2,F4 | — | Dec 15, 2018 | M | 5,313 | D | — | — | Class A Common Stock | 5,313 | 63,750 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2Each RSU represents a contingent right to receive one share of Issuer common stock.
- F312,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- F45,313 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.