SEC Form 4 · accession 0001618732-18-000155

Nutanix, Inc. · NTNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and Chairman · Director

Period of report

Oct 23, 2018

Accepted (ET)

Oct 25, 2018 · 5:42 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001618732

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class A Common Stock^F1,F2	—	Oct 23, 2018	A	100,000	A	—	—	Class A Common Stock	100,000	100,000	D
Class B Common Stock^F5,F3	—	Sep 14, 2018	J	158,687	D	—	—	Class A Common Stock	158,687	1,516,225	I
Class B Common Stock^F6,F3	—	Sep 14, 2018	J	158,687	A	—	—	Class A Common Stock	158,687	5,230,367	I
Class B Common Stock^F7,F3	—	Oct 9, 2018	J	30,000	D	—	—	Class A Common Stock	30,000	2,970,000	I
Class B Common Stock^F8,F3	—	Oct 9, 2018	J	30,000	A	—	—	Class A Common Stock	30,000	30,000	I

F1Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
F2The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
F3Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.
F4The shares were transferred pursuant to a gift transfer.
F5The shares are held of record by The Pandey 2016 Annuity Trust for which the Reporting Person serves as trustee.
F6The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.
F7The shares are held of record by The Pandey 2017 Irrevocable Descendants Trust for which the Reporting Person and his spouse serve as trustees.
F8The shares are held of record by The Pandey Irrevocable Descendants Trust for which the Reporting Person's spouse serves as trustee.