SEC Form 4 · accession 0001618732-18-000149
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duston Williams
Officer — Chief Financial Officer
Period of report
Oct 23, 2018
Accepted (ET)
Oct 25, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 141,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | — | Oct 23, 2018 | A | 100,000 | A | — | — | Class A Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2018.
- F2Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.
- F3The RSUs vest in 16 equal quarterly installments beginning on March 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.