SEC Form 4 · accession 0001618732-18-000121
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Sep 15, 2018
Accepted (ET)
Sep 18, 2018 · 7:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 15, 2018 | M | 12,500 | $0.00 | A | 12,500 | D | |
| Class A Common Stock | Sep 15, 2018 | M | 5,312 | $0.00 | A | 17,812 | D | |
| Class A Common StockF1 | Sep 17, 2018 | F | 9,441 | $49.1253 | D | 8,371 | D | |
| Class A Common StockF2,F3 | Sep 18, 2018 | S | 1,500 | $49.1307 | D | 6,871 | D | |
| Class A Common StockF2,F4 | Sep 18, 2018 | S | 6,771 | $49.9444 | D | 100 | D | |
| Class A Common StockF2 | Sep 18, 2018 | S | 100 | $50.57 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5,F6 | — | Sep 15, 2018 | M | 12,500 | D | — | — | Class A Common Stock | 12,500 | 37,500 | D |
| Restricted Stock UnitsF5,F7 | — | Sep 15, 2018 | M | 5,312 | D | — | — | Class A Common Stock | 5,312 | 69,063 | D |
Explanation of responses
- F1Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
- F2The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $48.52 to $49.51. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $49.52 to $50.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F5Each RSU represents a contingent right to receive one share of Issuer common stock.
- F612,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.
- F75,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.